Appendix V Functional Configuration Audit (FCA) Checklist

Functional Configuration Audit (FCA) Checklist

CI Nomenclature: ___________________________________________________ Date: ________________ CI/CSCI Identifier: ___________________________________________________ Release # ____________
Requirements	Yes	No	NA
Facilities for conducting FCA available
Audit Team members have been identified and informed of audit
Audit Team members are aware of their responsibilities
General Requirements Specification (GRS) or all of the following two documents: Software Requirements Specification (SRS), System Specification (SS)
Waiver or Deviation list prepared
Verification Test Procedures submitted (test transactions)
Verification Test Procedures reviewed and approved (test transactions)
Verification Testing completed and results available (System Qualification Test)
Verification Test data and results reviewed and approved
Test Results submitted (if available or applicable )
Verification Testing witnessed
Test Readiness Review I and II (TRR I and TRR II) completed
Test Readiness Review I and II (TRR I and TRR II) minutes and open action items from past reviews available
Copy of baseline and database change requests with their associated status accounting records along with all design (Problem Reports and Deficiency Reports [PRs and DRs], etc.) provided
Other inputs as specified by the functional requirements and planning documents (i.e., ORD, RTM)
Signature of FCA Team Members: ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________	Date: ______________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________ _____________________
Check one:
o Results reviewed satisfy the requirements and are accepted (see attached comments).
o Results reviewed do not satisfy requirements (see attached comments and list of deficiencies).
Approved by: ________________________________________________ Date: ____________________